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The holding of such a vote, commonly known as Say-on-Pay, is required under Section 951 of the Dodd-Frank law. [1] That requirement applies to most publicly traded companies. [read post]
30 Jan 2012, 5:45 pm by Sean Larkan
 But this remains a particularly clear and frank statement of what the participants are trying to achieve through extending their business model and brand and sharing knowledge, critical technology and resources. [read post]
The holding of such a vote, commonly known as Say-on-Pay, is required under Section 951 of the Dodd-Frank law. [1] That requirement applies to most publicly traded companies. [read post]
12 Feb 2021, 5:57 am
SEC Adopts Revised Investment Adviser Marketing Rule Posted by Jessica Forbes, Stacey Song, and Joanna D. [read post]
12 Apr 2007, 8:59 pm
United Airlines flight attendant Bryce Russell of Coconut Creek, Florida, said he lost about $170,000 investing in the notes sold directly by the company. [read post]
10 Feb 2023, 7:04 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, February 8, 2023 Tags: Boardwalk Pipeline Partners, Delaware cases, Delaware Court of Chancery, Delaware law, Fiduciary duties, LP v. [read post]
10 Feb 2023, 7:04 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, February 8, 2023 Tags: Boardwalk Pipeline Partners, Delaware cases, Delaware Court of Chancery, Delaware law, Fiduciary duties, LP v. [read post]
6 Apr 2012, 12:05 pm by Mark S. Nelson
The SEC staff, for example, asked Frank Russell Investment Co. to clarify why funds continue to change their allocations after the target retirement date. [read post]
9 Dec 2022, 6:34 am
Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, December 6, 2022 Tags: Clawbacks, Consumer Protection Act, Dodd-Frank Wall Street Reform, GDPR, legal framework, PIPL, U.S. [read post]
9 Dec 2022, 6:34 am
Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, December 6, 2022 Tags: Clawbacks, Consumer Protection Act, Dodd-Frank Wall Street Reform, GDPR, legal framework, PIPL, U.S. [read post]
28 Jun 2011, 6:18 am by Ted Allen
Frequency VotesAlso on this season's ballots were separate Dodd-Frank-mandated votes on the frequency of future "say on pay" votes. [read post]
22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation, Institutional Investors,… [read post]
28 Oct 2022, 6:30 am
Posted by Rich Fields and Rusty O’Kelley, Russell Reynolds Associates, on Friday, October 21, 2022 Tags: board effectiveness, Board evaluation, Board of Directors, Executive value, external evaluations, internal evaluation, Proxy advisors A Graphical Look at U.S. [read post]
12 Aug 2010, 1:34 pm by Ted Allen
Michael McCauley, the SBA's senior officer for investment programs and governance, said the retirement system has begun sending letters to the 508 firms in the Russell 1,000 index that still maintain plurality voting or have plurality voting plus a director resignation policy. [read post]
6 Dec 2010, 1:35 pm by Ted Allen
One company, Torvec, a Russell 3,000 firm based in Rochester, New York, is advising its investors to support an annual vote on compensation at its Jan. 27 annual meeting. [read post]
Only 35% of CDOs are tracking diversity data, according to Russell Reynolds. [read post]